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CA Final SEBI Act and Listing Regulations — practice questions — page 3

Explore 82 free SEBI Act and Listing Regulations questions in CA Final Law. Open each question or exercise to read its content, reference answers and available explanation.

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SEBI Act and Listing Regulations questions and exercises with answers

Showing questions 61–82 of 82.

Regulation 17(2): minimum board meetings a year for a listed entity?Read the answer and worked solution →Maximum gap between two board meetings under Regulation 17(2) is:Read the answer and worked solution →What must the board do periodically under Regulation 17(3)?Read the answer and worked solution →Regulation 17(4) asks the board to satisfy itself about plans for:Read the answer and worked solution →Regulation 17(6)(a): non-executive director fees need whose approval?Read the answer and worked solution →Regulation 18(1)(a) LODR sets the audit committee's minimum strength at:Read the answer and worked solution →Independent directors must be what share of the audit committee under Regulation 18(1)(b)?Read the answer and worked solution →What must all audit committee members be under Regulation 18(1)(c)?Read the answer and worked solution →Who acts as secretary to the audit committee under Regulation 18(1)(e)?Read the answer and worked solution →Under Regulation 18(2)(c), the audit committee may do what?Read the answer and worked solution →Regulation 19(1)(b): committee members must be:Read the answer and worked solution →Independent share of the nomination and remuneration committee under Regulation 19(1)(c)?Read the answer and worked solution →Regulation 20(1): the Stakeholders Relationship Committee looks into interests of which holders?Read the answer and worked solution →Who chairs the Stakeholders Relationship Committee under Regulation 20(2)?Read the answer and worked solution →Risk Management Committee under Regulation 21(2) needs at least how many members?Read the answer and worked solution →The Risk Management Committee meets at least how often under Regulation 21(3A)?Read the answer and worked solution →Maximum gap between two Risk Management Committee meetings is:Read the answer and worked solution →The risk committee's quorum must include at least one:Read the answer and worked solution →Regulation 21(4) says the risk committee's role must specifically cover:Read the answer and worked solution →SEBI was first set up in 1988 as what kind of body?Read the answer and worked solution →Which authority regulated the market before SEBI existed?Read the answer and worked solution →SEBI combines which three powers in one body?Read the answer and worked solution →

Worked practice questions

Regulation 17(2): minimum board meetings a year for a listed entity?

  1. Two
  2. Three
  3. Four
  4. Six
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Correct answer: C. Four

The board must meet at least four times a year under Regulation 17(2).

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Maximum gap between two board meetings under Regulation 17(2) is:

  1. 60 days
  2. 90 days
  3. 120 days
  4. 180 days
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Correct answer: C. 120 days

Regulation 17(2) allows a maximum time gap of one hundred and twenty days between meetings.

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What must the board do periodically under Regulation 17(3)?

  1. Review compliance reports
  2. Select the auditors
  3. Fix dividend rates
  4. Approve stock splits
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Correct answer: A. Review compliance reports

Regulation 17(3) requires periodic review of compliance reports on all applicable laws and steps taken to fix lapses.

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